Securities regulation in the United States - PDFSEARCH.IO - Document Search Engine

Securities regulation in the United States
Results: 4123

#	Item
731	SEC-57 SYSTEM NAME: International Program Oversight Database (International – POD) SYSTEM LOCATION: Office of International Affairs, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:22:00 Security Self-regulatory organization Securities regulation in the United States Securities and Exchange Commission Financial system Government Financial economics United States corporate law Christopher Cox Financial regulation Corporate crime U.S. Securities and Exchange Commission
732	Federal Register / Vol. 67, No[removed]Friday, August 2, [removed]Notices Amendments is published in the Federal Register. It is therefore ordered, pursuant to section 19(b)(2) of the Act,24 that Amendment Nos. 1 and 2 to t Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:02:52 Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Arbitration Financial system United States securities law Financial regulation Law
733	The original documents are located in Box 25, folder “[removed]S249 Securities Act Amendments of[removed])” of the White House Records Office: Legislation Case Files at the Gerald R. Ford Presidential Library. Copyright Add to Reading List Source URL: www.fordlibrarymuseum.gov Language: English - Date: 2014-07-31 14:34:17 United States securities law Financial system Financial regulation Short Short selling Securities Act Financial economics Financial markets Finance
734	396 PUBLIC LAW[removed]JULY 18, 1958 Liens. Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 10:44:35 United States corporate law Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Morgan v. United States United States federal banking legislation United States securities law Taxation in the United States
735	UNIFORM SECURITIES ACT[removed]Act 551 of 2008 AN ACT to enact the uniform securities act[removed]relating to the issuance, offer, sale, or purchase of securities; to prohibit fraudulent practices in relation to securities Add to Reading List Source URL: www.legislature.mi.gov Language: English - Date: 2015-02-04 15:48:08 United States Securities and Exchange Commission Business 73rd United States Congress Stock market Securities Act Securities Exchange Act Security Regulation D Investment Advisers Act Financial economics Finance United States securities law
736	70 S T A T . ] PUBLIC LAW 511-MAY 9, 1966 Public Law 511 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-10-30 14:52:52 Equity securities Stock market Finance Bank holding company Bank regulation in the United States Preferred stock Stock Parent company Bank of America Financial economics Investment Corporate finance
737	BrokerCheck Report SCOTT MICHAEL BORUFF CRD# [removed]Report #[removed], data current as of Wednesday, July 27, 2011. Add to Reading List Source URL: www.thestreetsweeper.org Language: English - Date: 2011-07-28 11:07:16 Financial Industry Regulatory Authority Finance General Securities Representative Exam Financial adviser U.S. Securities and Exchange Commission Securities regulation in the United States Selling away Registered Investment Advisor United States securities law Financial economics Business
738	The original documents are located in Box 25, folder “[removed]S249 Securities Act Amendments of[removed])” of the White House Records Office: Legislation Case Files at the Gerald R. Ford Presidential Library. Copyright Add to Reading List Source URL: www.fordlibrarymuseum.gov Language: English - Date: 2014-07-31 14:35:21 Financial system Financial economics 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Act Municipal Securities Rulemaking Board Securities market United States securities law Financial regulation Self-regulatory organizations
739	Sturm, Ruger & Company, Inc. Investment Community Communications Policy 2014 To balance our desire to maintain and cultivate investor interest and confidence in the Company with our limited resources and our need to abid Add to Reading List Source URL: ruger.com Language: English - Date: 2014-02-13 13:40:51 Financial economics Finance Corporate finance Stock market Business United States corporate law Robert D. Arnott Selective disclosure United States securities law Regulation Fair Disclosure United States Securities and Exchange Commission
740	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Add to Reading List Source URL: www.unitcorp.com Language: English - Date: 2014-06-27 14:14:39 United States securities law Private law Legal entities Business Corporation Securities Exchange Act Form 8-K Regulation S-K Retirement plans in the United States SEC filings Law Corporations law

UPDATE